Engel's theorem

{{Short description|Theorem in Lie representation theory}} In [[representation theory]], a branch of mathematics, '''Engel's theorem''' states that a finite-dimensional Lie algebra <math>\mathfrak g</math> is a [[nilpotent Lie algebra]] [[if and only if]] for each <math>X \in \mathfrak g</math>, the [[adjoint representation of a Lie algebra|adjoint map]]

:<math>\operatorname{ad}(X)\colon \mathfrak{g} \to \mathfrak{g},</math> given by <math>\operatorname{ad}(X)(Y) = [X, Y]</math>, is a [[nilpotent endomorphism]] on <math>\mathfrak{g}</math>; i.e., <math>\operatorname{ad}(X)^k = 0</math> for some ''k''.{{sfn|Fulton|Harris|1991|loc=Exercise 9.10.}} It is a consequence of the theorem, also called Engel's theorem, which says that if a Lie algebra of matrices consists of nilpotent matrices, then the matrices can all be simultaneously brought to a [[strictly upper triangular]] form. Note that if we merely have a Lie algebra of matrices which is nilpotent ''as a Lie algebra'', then this conclusion does ''not'' follow (i.e. the naïve replacement in [[Lie's theorem]] of "solvable" with "nilpotent", and "upper triangular" with "strictly upper triangular", is false; this already fails for the one-dimensional Lie [[subalgebra]] of scalar matrices).

The theorem is named after the mathematician [[Friedrich Engel (mathematician)|Friedrich Engel]], who sketched a proof of it in a letter to [[Wilhelm Killing]] dated 20 July 1890 {{harv|Hawkins|2000|loc=p. 176}}. Engel's student K.A. Umlauf gave a complete proof in his 1891 dissertation, reprinted as {{harv|Umlauf|2010}}.

== Statements == Let <math>\mathfrak{gl}(V)</math> be the Lie algebra of the endomorphisms of a finite-dimensional vector space ''V'' and <math>\mathfrak g \subset \mathfrak{gl}(V)</math> a subalgebra. Then Engel's theorem states the following are equivalent: # Each <math>X \in \mathfrak{g}</math> is a nilpotent endomorphism on ''V''. # There exists a flag <math>V = V_0 \supset V_1 \supset \cdots \supset V_n = 0, \, \operatorname{codim} V_i = i</math> such that <math>\mathfrak g \cdot V_i \subset V_{i+1}</math>; i.e., the elements of <math>\mathfrak g</math> are simultaneously strictly upper-triangulizable.

Note that no assumption on the underlying base field is required.

We note that Statement 2. for various <math>\mathfrak g</math> and ''V'' is equivalent to the statement *For each nonzero finite-dimensional vector space ''V'' and a subalgebra <math>\mathfrak g \subset \mathfrak{gl}(V)</math>, there exists a nonzero vector ''v'' in ''V'' such that <math>X(v) = 0</math> for every <math>X \in \mathfrak g.</math>

This is the form of the theorem proven in [[#Proof]]. (This statement is trivially equivalent to Statement 2 since it allows one to inductively construct a flag with the required property.)

In general, a Lie algebra <math>\mathfrak g</math> is said to be [[nilpotent Lie algebra|nilpotent]] if the [[lower central series]] of it vanishes in a finite step; i.e., for <math>C^0 \mathfrak g = \mathfrak g, C^i \mathfrak g = [\mathfrak g, C^{i-1} \mathfrak g]</math> = (''i''+1)-th power of <math>\mathfrak g</math>, there is some ''k'' such that <math>C^k \mathfrak g = 0</math>. Then Engel's theorem implies the following theorem (also called Engel's theorem): when <math>\mathfrak g</math> has finite dimension, *<math>\mathfrak g</math> is nilpotent if and only if <math>\operatorname{ad}(X)</math> is nilpotent for each <math>X \in \mathfrak g</math>. Indeed, if <math>\operatorname{ad}(\mathfrak g)</math> consists of nilpotent operators, then by 1. <math>\Leftrightarrow</math> 2. applied to the algebra <math>\operatorname{ad}(\mathfrak g) \subset \mathfrak{gl}(\mathfrak g)</math>, there exists a flag <math>\mathfrak g = \mathfrak{g}_0 \supset \mathfrak{g}_1 \supset \cdots \supset \mathfrak{g}_n = 0</math> such that <math>[\mathfrak g, \mathfrak g_i] \subset \mathfrak g_{i+1}</math>. Since <math>C^i \mathfrak g\subset \mathfrak g_i</math>, this implies <math>\mathfrak g</math> is nilpotent. (The converse follows straightforwardly from the definition.)

== Proof == We prove the following form of the theorem:{{sfn|Fulton|Harris|1991|loc=Theorem 9.9.}} ''if <math>\mathfrak{g} \subset \mathfrak{gl}(V)</math> is a Lie subalgebra such that every <math>X \in \mathfrak{g}</math> is a nilpotent endomorphism and if ''V'' has positive dimension, then there exists a nonzero vector ''v'' in ''V'' such that <math>X(v) = 0</math> for each ''X'' in <math>\mathfrak{g}</math>.''

The proof is by induction on the dimension of <math>\mathfrak{g}</math> and consists of a few steps. (Note the structure of the proof is very similar to that for [[Lie's theorem]], which concerns a solvable algebra.) The basic case is trivial and we assume the dimension of <math>\mathfrak{g}</math> is positive.

'''Step 1''': Find an ideal <math>\mathfrak{h}</math> of [[codimension]] one in <math>\mathfrak{g}</math>.

:This is the most difficult step. Let <math>\mathfrak{h}</math> be a maximal (proper) subalgebra of <math>\mathfrak{g}</math>, which exists by finite-dimensionality. We claim it is an ideal of codimension one. For each <math>X \in \mathfrak h</math>, it is easy to check that (1) <math>\operatorname{ad}(X)</math> induces a linear endomorphism <math>\mathfrak{g}/\mathfrak{h} \to \mathfrak{g}/\mathfrak{h}</math> and (2) this induced map is nilpotent (in fact, <math>\operatorname{ad}(X)</math> is nilpotent as <math>X</math> is nilpotent; see [[Jordan–Chevalley decomposition#Preservation under representations|Jordan decomposition in Lie algebras]]). Thus, by inductive hypothesis applied to the Lie subalgebra of <math>\mathfrak{gl}(\mathfrak{g}/\mathfrak{h})</math> generated by <math>\operatorname{ad}(\mathfrak{h})</math>, there exists a nonzero vector ''v'' in <math>\mathfrak{g}/\mathfrak{h}</math> such that <math>\operatorname{ad}(X)(v) = 0</math> for each <math>X \in \mathfrak{h}</math>. That is to say, if <math>v = [Y]</math> for some ''Y'' in <math>\mathfrak{g}</math> but not in <math>\mathfrak h</math>, then <math>[X, Y] = \operatorname{ad}(X)(Y) \in \mathfrak{h}</math> for every <math>X \in \mathfrak{h}</math>. But then the subspace <math>\mathfrak{h}' \subset \mathfrak{g}</math> spanned by <math>\mathfrak{h}</math> and ''Y'' is a Lie subalgebra in which <math>\mathfrak{h}</math> is an ideal of codimension one. Hence, by maximality, <math>\mathfrak{h}' = \mathfrak g</math>. This proves the claim.

'''Step 2''': Let <math>W = \{ v \in V | X(v) = 0, X \in \mathfrak{h} \}</math>. Then <math>\mathfrak{g}</math> stabilizes ''W''; i.e., <math>X (v) \in W</math> for each <math>X \in \mathfrak{g}, v \in W</math>.

:Indeed, for <math>Y</math> in <math>\mathfrak{g}</math> and <math>X</math> in <math>\mathfrak{h}</math>, we have: <math>X(Y(v)) = Y(X(v)) + [X, Y](v) = 0</math> since <math>\mathfrak{h}</math> is an ideal and so <math>[X, Y] \in \mathfrak{h}</math>. Thus, <math>Y(v)</math> is in ''W''.

'''Step 3''': Finish up the proof by finding a nonzero vector that gets killed by <math>\mathfrak{g}</math>.

:Write <math>\mathfrak{g} = \mathfrak{h} + L</math> where ''L'' is a one-dimensional vector subspace. Let ''Y'' be a nonzero vector in ''L'' and ''v'' a nonzero vector in ''W''. Now, <math>Y</math> is a nilpotent endomorphism (by hypothesis) and so <math>Y^k(v) \ne 0, Y^{k+1}(v) = 0</math> for some ''k''. Then <math>Y^k(v)</math> is a required vector as the vector lies in ''W'' by Step 2. <math>\square</math>

== See also == * [[Lie's theorem]] * [[Heisenberg group]]

== Notes == {{notelist}}

===Citations=== {{Reflist|20em}}

==Works cited== {{refbegin}} *{{Cite book| title = Introduction to Lie Algebras | edition = 1st | last1 = Erdmann | first1 = Karin | last2 = Wildon | first2 = Mark | author1-link = Karin Erdmann | year = 2006 | publisher = Springer | isbn = 1-84628-040-0 }} *{{Cite book| title = Representation theory. A first course | last1 = Fulton | first1 = William | last2 = Harris | first2 = Joe | author1-link = William Fulton (mathematician) | author2-link = Joe Harris (mathematician) | year = 1991 | publisher = Springer-Verlag | location = New York | volume = 129 | series = [[Graduate Texts in Mathematics]], Readings in Mathematics | doi = 10.1007/978-1-4612-0979-9 | isbn = 978-0-387-97495-8 | mr = 1153249 | oclc = 246650103 }} *{{Citation| title = Emergence of the theory of Lie groups | last = Hawkins | first = Thomas | year = 2000 | publisher = [[Springer-Verlag]] | location = Berlin, New York | series = Sources and Studies in the History of Mathematics and Physical Sciences | url = https://books.google.com/books?isbn=978-0-387-98963-1 | isbn = 978-0-387-98963-1 | mr = 1771134 }} *{{Cite book| title = The Structure of Lie Groups | last = Hochschild | first = G. | year = 1965 | publisher = Holden Day }} *{{Cite book| title = Introduction to Lie Algebras and Representation Theory | last = Humphreys | first = J. | year = 1972 | publisher = Springer }} *{{Citation| title = Über Die Zusammensetzung Der Endlichen Continuierlichen Transformationsgruppen, Insbesondre Der Gruppen Vom Range Null | last = Umlauf | first = Karl Arthur | year = 2010 | orig-year = First published 1891 | publisher = Nabu Press | language = German | series = Inaugural-Dissertation, Leipzig | url = https://books.google.com/books?isbn=978-1141588893 | isbn = 978-1-141-58889-3 }} {{refend}}

[[Category:Representation theory of Lie algebras]] [[Category:Theorems in representation theory]]