# Focalisation

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{{use dmy dates|date=December 2024}}
{{Short description|Term in narrative theory}}
In [narratology](/source/narratology), '''focalisation''' (also '''focalization''') is the perspective through which events in a narrative are perceived and presented to the reader.{{sfn|Genette|1980|p=189}} The concept was introduced by French narrative theorist [Gérard Genette](/source/G%C3%A9rard_Genette) to replace the vaguer notion of "[point of view](/source/Point_of_view_(literature))" by separating the question of ''who sees'' (the focaliser) from ''who speaks'' (the narrator).{{sfn|Genette|1980|pp=188–189}} Genette distinguished three types: ''zero focalisation'' (an [omniscient narrator](/source/omniscient_narrator) whose knowledge exceeds that of any character), ''internal focalisation'' (the narrative is filtered through a character's consciousness), and ''external focalisation'' (the narrator reports only what is externally observable, knowing less than the characters).{{sfn|Genette|1980|pp=189–190}}

The concept was substantially refined by [Mieke Bal](/source/Mieke_Bal), who recast focalisation as a relationship between a ''focaliser'' (the agent whose perception orients the narrative) and the ''focalised'' (the object of that perception).{{sfn|Bal|2009|loc=ch. 3}} Focalisation has become one of the central analytical categories in narratology, with applications in literary criticism and [film studies](/source/film_studies).

==Genette's typology==
Genette proposed focalisation as part of the category of ''mood'' (''mode'') in his systematic framework for narrative analysis.{{sfn|Genette|1980|p=161}} He distinguished three types based on the relationship between the narrator's knowledge and the characters' knowledge:

*'''Zero focalisation''' (or ''non-focalised'' narrative): The narrator knows more than any character and can move freely between characters' minds. This corresponds to the traditional "omniscient narrator".{{sfn|Genette|1980|p=189}}
*'''Internal focalisation''': The narrative is restricted to what a single character perceives, knows, or thinks. Genette further distinguished ''fixed'' internal focalisation (consistently through one character, as in [Henry James](/source/Henry_James)'s ''[The Ambassadors](/source/The_Ambassadors_(novel))''), ''variable'' internal focalisation (shifting between characters, as in [Gustave Flaubert](/source/Gustave_Flaubert)'s ''[Madame Bovary](/source/Madame_Bovary)''), and ''multiple'' internal focalisation (the same event seen through different characters, as in [epistolary novel](/source/epistolary_novel)s).{{sfn|Genette|1980|pp=189–190}}
*'''External focalisation''': The narrator reports only externally observable actions and speech, without access to any character's thoughts. Genette compared this to a "camera eye" perspective, as in [Dashiell Hammett](/source/Dashiell_Hammett)'s novels and many of [Ernest Hemingway](/source/Ernest_Hemingway)'s short stories (e.g., "[The Killers](/source/The_Killers_(Hemingway_short_story))").{{sfn|Genette|1980|p=190}}

Genette noted that these types rarely appear in pure form throughout an entire work; most narratives involve shifts or combinations of focalisation, and "any single formula of focalization does not, therefore, always bear on an entire work, but rather on a definite narrative section."{{sfn|Genette|1980|p=191}}

==Bal's refinement==
[Mieke Bal](/source/Mieke_Bal) argued that Genette's typology conflated the ''subject'' and ''object'' of perception. In her reformulation, focalisation is a relationship between two entities:{{sfn|Bal|2009|loc=ch. 3}}

*The '''focaliser''' (or '''focalizing agent'''): the entity whose perception orients the narrative—who sees, hears, or otherwise senses.
*The '''focalised''' (or '''focalised object'''): what is perceived—a character, setting, event, or idea.

Bal further distinguished between a ''character-bound focaliser'' (internal to the story, yielding a subjective perspective) and an ''external focaliser'' (outside the story, producing a more detached view). This two-level model allows analysts to ask not only ''through whom'' the reader perceives, but also ''what'' is being perceived, and with what degree of subjective colouring.{{sfn|Bal|2009|loc=ch. 3}}

Bal's refinement has been influential but also debated. Genette himself responded critically in ''[Narrative Discourse Revisited](/source/Narrative_Discourse_Revisited)'' (1988), defending his original categories while acknowledging some of Bal's points.{{sfn|Genette|1988|pp=72–78}}

==Focalisation and related concepts==
Focalisation overlaps with but is distinct from several related narratological concepts:

*'''[Point of view](/source/Point_of_view_(literature))''': The broader, more traditional term. Genette introduced focalisation specifically to disambiguate point of view, which had been used inconsistently to refer to both perception and narration.{{sfn|Genette|1980|pp=188–189}}
*'''[Free indirect speech](/source/Free_indirect_speech)''' (or [free indirect discourse](/source/free_indirect_discourse)): A narrative technique in which a character's thoughts or speech are rendered in the narrator's voice without explicit attribution. Free indirect speech often signals internal focalisation, blending the character's subjectivity with the narrator's discourse. [Virginia Woolf](/source/Virginia_Woolf)'s ''[Mrs Dalloway](/source/Mrs_Dalloway)'' exemplifies a "roving trajectory of focalisation" achieved partly through free indirect discourse.<ref>{{Cite book |last=Parker |first=Jo Alyson |title=Narrative form and chaos theory in Sterne, Proust, Woolf, and Faulkner |date=2007 |publisher=[Palgrave Macmillan](/source/Palgrave_Macmillan) |isbn=978-0-230-60721-7 |edition=1st |location=New York |pp=91–92}}</ref>
*'''[Unreliable narrator](/source/Unreliable_narrator)''': When a first-person narrator's account is not to be trusted, the reader must distinguish between the narrator's focalisation and the implied author's perspective.

== See also ==
* [Gérard Genette](/source/G%C3%A9rard_Genette)
* [Mieke Bal](/source/Mieke_Bal)
* [Narratology](/source/Narratology)
* [Point of view (literature)](/source/Point_of_view_(literature))
* [Free indirect speech](/source/Free_indirect_speech)
* [Unreliable narrator](/source/Unreliable_narrator)
* [Narration](/source/Narration)

==References==
{{Reflist}}

==Bibliography==
* {{Cite book |last=Bal |first=Mieke |author-link=Mieke Bal |title=Narratology: Introduction to the Theory of Narrative |publisher=[University of Toronto Press](/source/University_of_Toronto_Press) |year=2009 |isbn=978-1-4426-9222-0 |edition=3rd |orig-year=1985}}
* {{Cite book |last=Genette |first=Gérard |author-link=Gérard Genette |url=https://archive.org/details/NarrativeDiscourseAnEssayInMethod |publisher=[Cornell University Press](/source/Cornell_University_Press) |year=1980 |isbn=9780801410994 |location=New York |translator-last=Lewin |translator-first=Jane E. |title=Narrative Discourse: An Essay in Method |orig-year=1972}}
* {{Cite book |last=Genette |first=Gérard |author-link=Gérard Genette |title=Narrative Discourse Revisited |publisher=[Cornell University Press](/source/Cornell_University_Press) |year=1988 |isbn=978-0-8014-1758-0 |location=Ithaca |translator-last=Lewin |translator-first=Jane E.}}
* {{Cite encyclopedia |last=Niederhoff |first=Burkhard |title=Focalization |encyclopedia=The Living Handbook of Narratology |publisher=Hamburg University |year=2011 |url=https://www-archiv.fdm.uni-hamburg.de/lhn/node/18.html |access-date=2026-03-17}}

{{Authority control}}

Category:Terms in literary theory
Category:Narratology

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